New 100k Broker Dealer Approved NYC

Just had a New Approval of a fantastic 100k Broker Dealer in New York City.

This Broker Dealer received approval for the following:

  • Broker or Dealer retailing corporate equity securities over-the-counter;
  • Broker or Dealer selling corporate debt securities;
  • Underwriter or selling group participant;
  • Mutual Fund retailer;
  • Trading Securities for own account;
  • Private Placements of Securities; and
  • Mergers and Acquisitions advisory services.


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