Just had a New Approval of a fantastic 100k Broker Dealer in New York City.
This Broker Dealer received approval for the following:
- Broker or Dealer retailing corporate equity securities over-the-counter;
- Broker or Dealer selling corporate debt securities;
- Underwriter or selling group participant;
- Mutual Fund retailer;
- Trading Securities for own account;
- Private Placements of Securities; and
- Mergers and Acquisitions advisory services.