CMA – 5k Broker Dealer Approved – California

Just had this very unique 5k Private Placement BD approved as follows:

  • Private Placements
  • Operate an online platform that supports the purchase and/or sale of private company shares, as well as portals (links) used to gather customer information, Specifically, the Firm will manage a passive bulletin board; act as a placement agent or selling agent for affiliated funds; engage in secondary market trading with accredited investors for non-public company(s) by matching buyer and seller.


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